主要监管机构

澳大利亚:

• Australian Securities and Investment Commission

加拿大:

• British Columbia Securities Commission
• Ontario Securities Commission
• Investment Dealers Association of Canada

塞浦路斯:

• Cyprus Stock Exchange Commission

丹麦:

• Danish FSA

欧洲货币联盟:

• Markets in Financial Instruments Directive

法国:

• Banque de France
• Comité des Établissements de Crédit et des Entreprises D'Investissement

德国:

• Bundeszentrale für Finanzdienstleistungsaufsicht

中国香港特别行政区:

• Securities and Futures Commission

印度尼西亚:

• Badan Pengawas Perdagangan Berjangka Komoditi

意大利:

• Commissione Nazionale per le Società e la Borsa

日本:

• Financial Services Agency
• Japan Investor Protection Fund
• The Financial Futures Association of Japan
• Japan Securities Dealers Association
• Kanto Local Finance Bureau

俄罗斯:

• The Commission on Regulation of Financial Markets Participants Relationships

新加坡:

• Licensed clearing member of the Singapore Exchange
• Monetary Authority of Singapore

西班牙:

• Comisión Nacional del Mercado de Valores

瑞典:

• Swedish Financial Supervisory Authority (Finansinspektionen)

瑞士:

• Groupement Suisse des Conseils en Gestion Indépendants
• Polyreg
• Association Romande des intermediares financiers
• Swiss Federal Department of Finance
• Organisme d'autorégulation fondé par le GSCGI
• Commission fédérale des banques
• Swiss Financial Market Supervisory Authority (FINMA)

阿拉伯联合酋长国:

• Dubai Multi Commodities Centre

英国:

• Financial Services Authority

美国:

• Financial Industry Regulatory Authority, Inc.
• New York Stock Exchange
• Office of the Comptroller of the Currency
• Securities and Exchanges Commission
• Commodities and Futures Trading Commission
• National Futures Association